Search results 252 items matching your search terms. Filter the results Item type Select All/None Blog Post News Item Folder Image Bill Material Collection Webinar Event Content Base opinion Page File case note EasyForm Committee Link New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically 1st Home Federal Savings And Loan Association of the Carolinas, F.A.; §7; No Action Recommended 8/13/1993 by General Counsel of TSSB — published Aug 13, 1993 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of the beneficial interests of a liquidating trust to be distributed to stockholders of a savings and loan where ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters $198,895,000 Massachusetts Water Resources Authority Multi Modal Subordinated General Revenue Refunding Bonds 1998 Series D; §5.M; Rule 139.15, 3/12/1999 by General Counsel of TSSB — published Mar 12, 1999 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §5.M available for the issuance of bonds by the Massachusetts Water Resources Authority, a governmental agency of the Commonwealth of Massachusetts (the ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters “The World of ResidenSea” Luxury Passenger Vessel and Marketing of Residence Apartments, §7; §12; no action recommended, 5/14/1997 by General Counsel of TSSB — published May 14, 1997 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of the offer and sale of residential contracts or agreements and memberships by ResidenSea Limited, where a ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Abbey Healthcare Group Incorporated §6(F); §7; No Action Recommended, 10/21/1993 by General Counsel of TSSB — published Oct 21, 1993 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §6.F available for issuance of senior notes by an issuer quoted on Nasdaq’s National Market System, which were guaranteed by issuer’s subsidiaries. The ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Ace Hardware Corporation; §7; §12; No Action Recommended, 9/25/1995 by General Counsel of TSSB — published Sep 25, 1995 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of shares to be issued by hardware wholesaler to its network of retail hardware dealers where shares sold ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Acres Gaming Incorporated; §5.E; Rule 109.1(B)(1), 11/10/1995 by General Counsel of TSSB — published Nov 10, 1995 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §5.E available for the exercise of warrants to purchase common stock absent a scheme to evade registration requirements. Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Advantage Eye Care, Inc.; §7; No Action Recommended, 11/14/1996 by General Counsel of TSSB — published Nov 14, 1996 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of the offer and sale of shares of Advantage Eye Care Inc. (“Advantage”), a cooperative for ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Alcatel 2000 Share Purchase And Option Plan For Employees Of U.S. Subsidiaries §5.I(b) 10/24/2000 by General Counsel of TSSB — published Oct 24, 2000 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §5.I(b) available for the offer and issuance by Alcatel S. A., a French company (“Alcatel”), of American Depositary Shares representing shares of Alcatel under ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Allstate Bank §5.L; §5.M; §12; Rule 109.17, No Action Recommended, 4/9/2002 by General Counsel of TSSB — published Apr 09, 2002 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter Affiliates of federal savings bank proposed to offer and sell savings bank CD’s, including those in excess of FDIC insurance limits. Registration of ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Alpha Funds Website; §4.N; §12; No Action Recommended, 4/9/2009 by General Counsel of TSSB — published Apr 09, 2009 — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration as investment advisor of publisher of website providing impersonal proprietary information and rankings of ... 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